TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. The firm works with clients around the world, focusing selectively and strategically on the key financial centers: Toronto, Montreal, Calgary, Vancouver, New York, London, Singapore and Tokyo. www.td.com
The individual is required to demonstrate governance, control and risk management behaviors in alignment with TD policies and practices.
Specific duties and responsibilities include the following:
Conducts Enhanced Due Diligence on high risk customers;
Conducts Section 312 due diligence review for new and existing foreign financial institutions;
Participates in the annual AML/sanctions/ABAC risk assessment process;
Participates in special projects and global AML initiatives; and
Provides support for transaction monitoring and AML/sanctions compliance testing.
Reviews and conducts due diligence on pre-approval requests for entertainment expenses related to public officials;
Provides support and back-up for review/approval of daily sanctions alerts.
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at ...@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Associated topics: account, accountant, accountant ii, cost, economic, financial, financial analyst i, fiscal, gs 0510, staff accountant
* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.