Wealth Management Principal Auditor- Assistant Vice President

Deutsche Bank AG in Jacksonville, FL

  • Industry: Accounting - Others
  • Type: Full Time
position filled

Job Description:

Job Title: Wealth Management Principal Auditor

Corporate Title: Assistant Vice President

Location: Jacksonville, FL


This role reports to the Principal Audit Manager for Wealth Management (WM) in the U.S. region - who in turn reports to the Global Chief Auditor for Wealth Management. You will work with management and staff within Group Audit to deliver audits owned by the Wealth Management audit team and may participate in other audits led by Subject Matter teams (i.e. the Compliance Audit team).

What We Offer You:

  • We offer competitive health and wellness benefits, empowering you to value life in and out of the office
  • On-site gym, cafeteria, health center, and communal meeting areas
  • Active engagement with the local community through Deutsche Bank’s specialized employee groups
  • An open seating environment that encourages networking and collaboration across functions and businesses
  • Hear from our people and look inside our office: DB@The Muse

    Your Role

    What You’ll Do:

  • Evaluate the adequacy and effectiveness of internal controls relating to Wealth Management risks in accordance with Group Audit methodology and the established risk assessment framework
  • Conduct risk assessments across multiple risk categories, including both financial and non-financial operational and regulatory risks for business areas within Wealth Management
  • Undertake audit assignments, draft audit issues for review by audit management, conduct tracking of audit findings and validate closure of audit findings
  • Develop and maintain broad product as well as regulatory knowledge & experience. Stay abreast of business/industry changes and their effect on the team’s audit plan, audit methodology and risk assessments
  • Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas. Work in an integrated manner with fellow team members both locally and globally
  • Complete all work assignments on a timely basis - including planned audits, ad hoc projects and special investigations
  • Skills You’ll Need:

  • Bachelor's degree in Accounting, Finance or related discipline and professional certification (e.g., CIA, CFE, etc.) preferred
  • Experience in an internal Audit role covering Wealth Management topics such as key WM regulations (OCC Reg 9, and Consumer Regulations) and core WM Private Bank products such as Trust, Wealth Discretionary, Lending and Deposits
  • Ability to identify and evaluate risks within the control environment. Sound judgment on the impact of issues raised
  • Skills That Will Help You Excel:

  • Excellent written & verbal communication skills, with the ability to communicate effectively at all levels within Group Audit and with Stakeholders
  • The ability to multi-task assignments and prioritize workloads with minimal supervision
  • A firm commitment to maintaining the highest professional and ethical standards - and the ability to stand your ground when challenged - are key to succeeding in this role
  • Able to take ownership and responsibility of agreed targets and deliver on commitments within budget, in order to ensure timely and efficient completion of audit projects
  • A role model and for your peer group, demonstrating the highest professional and ethical standards in all aspects of the role
  • Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

    Click here to find out more about our diversity and inclusion policy and initiatives.

    Deutsche Bank is an Equal Opportunity Employer – Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.

  • Posted Today
  • R0034436
  • About Us

  • Deutsche Bank provides commercial and investment banking, retail banking, transaction banking and asset and wealth management products and services to corporations, governments, institutional investors, small and medium-sized businesses, and private individuals. Deutsche Bank is Germany’s leading bank, with a strong position in Europe and a significant presence in the Americas and Asia Pacific.

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