Business Analyst


: $134,560.00 - $134,560.00 /year *

Employment Type

: Full-Time


: Financial Services - Banking/Investment/Finance

Assist Conduct Risk ICRM in executing Conduct Risk ICRM?s annual plan of Manager?s Control Assessment (?MCA?) entities that will undergo an enhanced assessment of conduct risk (?Enhanced Conduct Risk Assessment?).
Contact MCA leads globally to discuss results of Product and Function (P&F) MCA conduct risk assessments and conduct the Enhanced Conduct Risk Assessment using diagnostic questionnaire.
Review applicable P&F?s MCA conduct risk assessments for risk tiering, conduct risk identification at risk and control level, adverse monitoring results, and controls.
Report results of the Enhanced Conduct Risk Assessment and produce aggregate and thematic reporting that can be utilized in board reporting and escalation to senior management.

Data Review and Management:
Conduct data quality and check/challenge of conduct risk-related data from multiple firm sources including Opened Issues, Regulatory Inventory Additions, Cited and Potential Violations of Laws, Policy Breaches and Overdue Regulatory Change implementation.
Contact data owner in each of the categories above if certain data does not appear to be appropriately tagged to conduct risk taxonomy, understand rationale, challenge if necessary, document resolution and escalate results and resolution to Conduct Risk ICRM.

Required Skills:
In addition to excel and ppt skills, co-sources need to be able to write narrative prose for Senior Management and Board members to describe themes and takeaways.
Demonstrated experience and ability to work with senior management, excellent communication (oral and written) skills.

Spanish language skills a plus
Required Education: BA required, additional degrees or licenses preferred/welcome.

reporting,management,RISK,worker,members, Compliance, BA

Associated topics: analyst, bi, business analytic, business intelligence, business systems analyst, financial analytic, investment analyst, market, refinement, regulation * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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