This individual will serve as the Senior Compliance Officer for a business development company (\"BDC\") platform within the Private Credit business. The BDC platform is a middle-market debt platform currently with four business development companies that have elected or intend to elect to be regulated under the Investment Company Act of 1940 (\"1940 Act\"). This person is primarily responsible for the day-to-day implementation and maintenance of the compliance program for the BDC platform including, among other things, developing and implementing BDC-related policies, procedures and processes, conducting risk assessment analyses, supervising compliance testing, reviewing and approving BDC transactions on a pre-trade basis, compliance reporting to the BDC boards, advising investment professionals on 1940 Act compliance, reviewing marketing materials, training Private Credit personnel on compliance matters, and reviewing and analysing applicable laws and regulations and keeping updated on regulatory guidance to determine whether changes or enhancements should be made to the BDC compliance program. This person will collaborate with the senior management of Private Credit as well as senior management of the wider Global Credit business on various matters affecting Private Credit, including the development and integration of new funds and strategies.Posted by StartWire. Apply now! Associated topics: ad, demand, event, fundraise, government, marketplace, policies, principle gift, regulatory, social media
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