Compliance Manager

Ajilon in Walnut Creek, CA

  • Type: Full Time
position filled

The Fraud/AML (FRAML) Manager will oversee two Compliance Specialists and the responsibilities include but are not limited to the BSA/OFAC Officer role including AML and Fraud Management. Responsible for maintaining an ongoing compliance program and compliance training to ensure the credit union remains in compliance with the US Patriot Act, follow all BSA guidelines including AML alerts, cases and reports. Investigate cases related to AML, fraud, elder abuse, identity theft, detect suspicious activity, take action and flag or escalate complex cases to law enforcement or legal. Proactively propose ways of preventing this type of activity in the future is also within the scope of this role.

Essential Functions & Responsibilities:

E

25%

Manage the credit union compliance program and continually maintain it through data analysis, and system research to find new and innovative solutions to prevent, monitor and eradicate fraudulent practices in our transactions/base. This also includes keeping members safe from external attempts to harm them.

E

20%

Responsible for the implementation of new regulations or changes to existing regulations.

E

20%

Assist Vice President of Compliance and Risk Management in assessing department strategic goals. Assist in updating and reviewing policies and procedures based on regulatory changes, internal audits and examinations by regulatory agencies.

E

15%

Establish and maintain an ongoing compliance training program.

E

15%

Develop compliance bench strength for staff and create department staffing contingencies.

N

5%

Other job-related duties as assigned.

Performance Measurements:

1.

To review regular audits of all appropriate areas to determine the degree of compliance with various laws.

2.

To report to the Audit and Compliance Committees, the Legal Counsel and the division/department managers of the area under examination as appropriate.

3.

To note observations of employee performance into appropriate reporting tool, as well as, give to and receive feedback from employee in a reasonable time frame.

4.

To complete performance reviews within the prescribed time frame.

5.

To develop recommendations for cost efficiencies and enhancements to products, pricing, and processes by monitoring trends in risk management.

6.

To provide comments on new product development, changes in products and advertising in a timely manner.

7.

To ensure all activities within the department are carried out within prescribed time frames and with zero errors.

8.

To maintain a cohesive, highly trained and motivated staff, sufficient to meet daily department demands.

Knowledge and Skills:

Experience

Five years of similar or related experience.

Education

Equivalent to a college degree (BS or BA in a relevant field).

Interpersonal Skills

A significant level of trust and diplomacy is required, in addition to normal courtesy and tact. Work involves extensive personal contact with others and is usually of a personal or sensitive nature. Work may involve motivating, influencing or training others. Outside contacts become important and fostering sound relationships with other entities (companies and/or individuals) becomes necessary and often requires the ability to influence and/or sell ideas or services to others.

Other Skills

Excellent communication skills; verbal and written
Highly analytical mindset
Data analysis experience
Minimum of 5 years of leadership experience
BSA and AML designations are a bonus
Experience in fraud analysis, especially within the banking industry


You may be interested in these similar jobs!
Purchasing Contract Supervisor
East Bay Municipal Utility District in Oakland, CA

Reporting to the Manager of Purchasing, the Purchasing Contract Supervisor plans, schedules, directs, coordinates and reviews the production of speci…

Read More
Operations Program Manager (Compliance/Abuse Team, SQL - Mandatory)
Intellipro Group in San Bruno, CA

We are helping a tech giant looking for a Compliance/Abuse Operations Program Manager for technical services (W2 contract, 6 months, San Bruno). Plea…

Read More
Health Care Compliance Officer, Manager
Johnson & Johnson in San Francisco, CA

The Health Care Compliance Officer, Manager is responsible for collaborating with business partners and providing strategic guidance on commercial pr…

Read More
Expert IT Network Specialist
PG&E Corporation in Concord, CA

Position Summary The F5 Network Specialist manages the day-to-day operations and assists in the architectural design of the company F5 infrastruc…

Read More
GRC Manager
Everlaw in Oakland, CA

Everlaw s Security & Compliance GRC team is responsible for enterprise-wide governance, risk management, and compliance. This team builds and deploys…

Read More
HR/Finance Manager
Appleone in San Mateo, CA

HR/Finance Manager SALARY: Up to $85,000LOCATION: San Mateo, CAJOB TYPE: Direct HireA stable privately owned international Biotechnology Company in t…

Read More
Compliance Manager / Sr Compliance Manager
Ultragenyx Pharmaceutical in Brisbane, CA

Compliance Manager / Sr Compliance Manager Novato, CA or Brisbane, CAUltragenyx ? LegalFull-timeApply for this job Why Join Us? Be a hero for ou…

Read More
Ethics and Compliance Operations Specialist
AAA in Walnut Creek, CA

Why Work for us: ?? Impact. ?Play a key role in innovating the future of auto repair while reinventing AAA and the value propositions we deliver …

Read More
Ethics and Compliance Operations Specialist
AAA Northern California, Nevada and Utah Insurance Exchange in Walnut Creek, CA

We call our club's vision, mission, values, and supporting pillars "Our House" because they are the foundation for all that we do. We're working to t…

Read More
Compliance Director
Direct Recruiters in San Francisco, CA

Compliance Director The Company is looking for an individual who can implement a scalable compliance and quality assurance program for life sciences …

Read More
OIM Architect
Itconnectus in San Francisco, CA

Job Description:- Oracle Identity Manager deployment and configuration experience. Have designed & architected IDM solutions. Must have worked on mul…

Read More