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About Standard Chartered

We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base. The Role Responsibilities
  • The SAT/Due Diligence Team is a specialised unit within the middle office performing due diligence on the highest risk clients before approval.
  • SAT/DD is a team of individuals with specialised skills for reviewing highest risk clients. The team will also be a one-point contact for business functions for coordination and approval.
  • Business
  • Jersey Retail Banking
  • Processes
  • Ensure CDD information completed by the maker is current and valid, as per the required standard
  • Client documents are complete and updated in core banking system
  • Assess adverse media searches carried out adequately
  • Quality of SOW and corroboration is adequate and carried out as required
  • Review the PEP assessment to ensure compliance to local and group standards
  • Review account activity conducted by individual CDD / RM (where required)
  • Review completed Tax assessment
  • Follow-up on deferral and exception request proceed with or stop onboarding
  • People and Talent
  • Lead through example and represent the appropriate culture and values. Adhere to appropriate tone and expectations from their team and work in collaboration with risk and control partners.
  • Ensure the provision of your ongoing training and development
  • Risk Management
  • Ensure effective operational risk management within Retail Bank with an emphasis on comprehensive identification and effective mitigation of significant operational risk exposures.
  • Ensure you adhere to proper functioning of day-to-day controls, periodic monitoring activities and timely escalation and resolution of risk issues.
  • Help identify and Implement controls within business to meet all regulatory and internal requirements.
  • Escalate to BORM & unit head any operational risk events
  • Work with stakeholders if necessary to ensure that all risks are mitigated
  • Governance
  • Ensure that you are always fully aware of the Banks CDD procedures and adhere to them .
  • Regulatory & Business Conduct
  • Display exemplary conduct and live by the Groups Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Lead the [Jersey Retail Team to achieve the outcomes set out in the Banks Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance;The Right Environment.]
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Key Stakeholders
  • Retail Relationship / Team Leaders
  • CDD Operations
  • Compliance/ FCC
  • CEPG Head Retail Head
  • Other Responsibilities
  • Embed Here for good and Groups brand and values in Jersey Retail
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
  • Our Ideal Candidate
  • Banking experience
  • Team Leader experience
  • CDD Experience
  • Extensive knowledge of the process & Retail and Private Banking sectors
  • CDD policies knowledge
  • Working towards ACAMS

  • * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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